Self-Testing Analyst

About RockWallet 

Rock Solid. Rock Confident. 

RockWallet is a financial technology company composed of people who think differently about how digital assets can be managed, accessed, and used. 

Our vision is for everyone, everywhere to be able to reimagine prosperity in the digital economy. Our mission is to help you make the most of the opportunities available by building products that empower people to navigate digital asset usage easily, securely, and confidently. Our self-custodial, multicurrency wallet puts you in charge of your digital assets. RockWallet’s app makes it quick and easy to buy, use, store, and swap top cryptocurrencies, all in one place, on your mobile. RockWallet is registered with FinCEN as a Money Service Business. Find out more here at www.rockwallet.com. 

Want to join us? We’re expanding our team! If you’re looking for remote work that provides upward mobility in a supportive and friendly environment where innovation thrives, RockWallet is for you! 

This role is remote with a preference for US-based applicants in the Eastern Time Zone. 

Role Overview 

Reporting to the Chief Compliance Officer, the Self-Testing Analyst will be responsible for the duties and obligations listed below.

Key Responsibilities 

• Work with the Chief Compliance Officer or designee to establish, review, and revise the annual self-testing plan;
• Ensure compliance monitoring, testing, and reporting are consistent with regulatory requirements;
• Execute the self-testing plan in accordance with Self-Testing Policy;
• Understand and recommend where artificial intelligence can be used to more efficiently operationalize self-testing;
• Leverage data analytics tools (e.g., SQL, Python, BI tools) to enhance sampling, trend analysis, and anomaly detection;
• Ensure that sample sizes are appropriate based on initial population;
• Create appropriate documentation and workpapers that explain testing steps, testing results, and criticality of issues;
• Document all issues and observations, including corresponding criticality on an observation log along with assigned owner and resolutions;
• Track all remediation plans to conclusion;
• Ensure that all testing materials are maintained in an organized manner;
• Routinely report all self-testing key performance indicators to Compliance management;
• Ensure compliance monitoring, testing, and reporting are consistent with regulatory requirements;
• Partner with internal and external stakeholders to drive compliant solutions to adherence to the regulatory regime governing RockWallet’s business;
• Communicate legal and regulatory requirements impacting the different lines of our business, and providing guidance from a compliance perspective;
• Coordinate with Compliance Management responses to internal and external audit requests; and,
• Other duties as required.

Candidate Profile 

• Associate’s degree in business or related field or equivalent relevant experience preferred
• Service professional with 3+ years’ management responsibility desired
• Professional designation such as Certified Anti-Money Laundering Specialist (“ CAMS”) or equivalent preferred
• Detailed knowledge of BSA/AML compliance programs applicable to MSB’s and VASP’s with specific focus on the U.S.A. PATRIOT Act and enhanced due diligence requirements for new customer enrollments, PEP, and OFAC screenings
• Detailed knowledge of consumer protection regulations including consumer privacy, marketing, electronic funds transfer, disclosures, deposits, payment cards, stored value, and complaints.
• Direct Experience with the operations of automated transaction monitoring systems
• Ability to partner effectively with and influence RockWallet technology and external technology vendors
• Experience with drafting and editing BSA/AML procedures and workflows
• Strong analytical and problem-solving skills
• Exceptional leadership, mentoring, and coaching skills
• Ability to plan and manage multiple and competing priorities
• Multi-tasking skills required
• Must be flexible and ability to work in a fast-paced, dynamic environment and adapt to changing priorities
• Flexible, adaptable, and capable of working under pressure in a dynamic regulatory landscape.
• Disciplined self-starter
• Ability to work independently and effectively with minimum supervision

Benefits: 

• Work from home 
• A competitive salary 
• Diverse and dynamic work environment 
• Work-life balance and support for career development 

How to Apply

Please submit your resume in our preferred file – .PDF not in .DOC. Thank you.

We thank all interested applicants, however, only those under consideration will be contacted.

RockWallet, LLC is an Equal Employment Opportunity/ Veterans/Disabled/LGBT and Affirmative Action employer. At RockWallet, we value diversity of all types. Our team is comprised of smart, collaborative and thoughtful people with a wide range of backgrounds, skills and experiences. We welcome applications from qualified individuals from all backgrounds. Accommodations are available upon request in all phases of the selection process. www.rockwallet.com.